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  3. Regulatory and Exchange Fees

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What are the regulatory fees?

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These are the regulatory fees:

SEC                                 $ 0.0000229

FINRA: TAF                      $ 0.000119

Options ORF                   $ 0.0431

NSCC                              $0.00003 per share,
                                       min $0.009 – max $0.18

All regulatory fees are pass-through and are charged separately. Be advised that these fees are subject to changes retroactively and without a prior notice. The rates above are indicative and apply at the time of updating the current pricing.

Professional Day-trader Processing Fee is $0.000003 per dollar value of all executed sell transactions.

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